SPECIAL EDUCATION RIGHTS
Chapter 5
Information on Related Services
From a 13-Chapter Manual
Available by Chapter and in Manual Form
Written by:
Community
and
Protection and Advocacy, Inc. (PAI)
Copyright © 1992 by CASE and PAI
Ninth Edition
Revised
December 2005
Written
permission of the Community Alliance for Special Education (CASE) and
Protection and Advocacy, Inc. (PAI) must be obtained for duplication of the
materials contained in Special Education
Rights and Responsibilities.
These materials are based on special
education laws and court decisions in effect at the time of publication.
Federal and state special education law can change at any time. If there is any
question about the continued validity of any information in the handbook,
contact CASE, PAI or a legal authority in your community.
Federal special
education law was significantly amended by Congress in 2004 and will be further
clarified by regulations from the U.S. Department of Education in 2006. The
California Education Code has been amended to reflect some of the federal law
changes but not all. In certain
circumstances where it provides greater protections or entitlements,
CASE and PAI
will monitor the development of conforming state law and regulations, so that
revised state laws and regulations can be incorporated into later supplements
and editions of SERR.
For further
information on the development of federal and state law and regulation, or
clarification about IDEA implementation, please contact CASE or PAI.
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technical assistance consultations, and training to parents throughout the
greater San Francisco Bay Area whose children need appropriate special
education services. Trained advocates and attorneys assist parents at IEP
meetings, Mediation Conferences and Due Process Hearings. CASE also provides
free consultations about special education rights and services to parents and
professionals by telephone or face-to-face. CASE is a nonprofit organization
serving all children with disabilities who need or may need special education
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SPECIAL EDUCATION RIGHTS AND RESPONSIBILITIES
TABLE OF CONTENTS
Chapter 1 Information on Basic Rights and Responsibilities
Chapter 2 Information on Evaluations/Assessments
Chapter 3 Information on Eligibility Criteria
Chapter 4 Information on IEP Process
Chapter 5 Information on Related Services
Chapter 6 Information on Due Process Hearings/Compliance Complaints
Chapter 7 Information on Least Restrictive Environment
Chapter 8 Information on Discipline of Students with Disabilities
Chapter 9 Information on Inter-Agency Responsibility for Related Services (AB 3632/882)
Chapter 10 Information on Vocational Education
Chapter 11 Information on Preschool Education Services
Chapter 12 Information on Early Intervention Services
NOTE: The
text in each chapter refers to specific questions in other chapters by using
the titles shown above
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SPECIAL EDUCATION RIGHTS AND RESPONSIBILITIES
Chapter 5
Information on Related Services
TABLE OF CONTENTS
Question Page
1. SEE ALSO
CHAPTER 1, QUESTION AND ANSWER 10. What are related services?
3. What
does “required to assist a child with a disability to benefit from
special education” mean?
4. What
is an example of a needed service that is not “related” to
education?
5. When
can my child get transportation as a related service?
6. Can
the school district refuse to provide out-of-district transportation for my
child?
9. May
a school district require parents to provide transportation if they are able?
10. When can my
child get occupational or physical therapy as a related service?
13. When can my
child get speech or language therapy as a related service?
15. Can my child get
communication services and equipment if he is non-oral?
16. Can my child
receive vision therapy as a related service?
17. What are school health services and who provides them?
21. Can I have the
school district provide a certain type of related service?
23. What must be
written in my child’s IEP concerning related services?
26. Are school
districts responsible for providing children with instructional aides?
29. Under what
circumstances is my child entitled to residential placement?
34. What does
“behavioral intervention” mean and what purpose does it serve?
35. What do the
California positive behavior intervention regulations require of school
districts?
38. What is a
“positive behavior intervention plan”?
39. What are
“positive behavior interventions”?
40. What behavioral
interventions are prohibited
41. What can school
personnel do if my child suddenly has a dangerous behavioral outburst?
42. What is
assistive technology under IDEA?
43. How can I
determine when assistive technology is a related service?
44. Can my child use
the assistive technology equipment outside of the school day?
45. Who pays for
assistive technology devices?
49. What can I do to
try to obtain an appropriate home instruction program for my child?
Positive
Behavioral Intervention Procedural
Flowchart
Positive
Behavioral Intervention Procedural Flowchart Emergency Intervention Procedures
(Blank page)
SPECIAL EDUCATION RIGHTS AND RESPONSIBILITIES
Chapter 5
Information on Related Services
Put simply,
related services are any services that are necessary to help a student benefit
from his special education program. [34 Code of Federal Regulations (C.F.R.)
Sec. 300.24(a).] To
benefit from special education has generally been interpreted to mean making
meaningful progress toward meeting IEP goals and objectives.
[
Title 34 C.F.R.
Sec. 300.24(a) defines related services as follows:
As used in this part, the term “related services” means transportation and such developmental, corrective, and other supportive services as are required to assist a handicapped child to benefit from special education, and includes speech language pathology and audiology, psychological services, physical and occupational therapy, orientation and mobility services, recreation, including therapeutic recreation, early identification and assessment of disabilities in children, counseling services, including rehabilitation counseling, and medical services for diagnostic or evaluation purposes. The term also includes school health services, social work services in schools, and parent counseling and training.
The same
regulation further defines some of these services as follows:
(1) Audiology includes:
(i) Identification of children with hearing loss;
(ii) Determination of the range, nature, and degree of hearing loss, including referral for medical or other professional attention for the habilitation of hearing;
(iii) Provision of habilitative activities, such as language habilitation, auditory training, speech reading (lip reading), hearing evaluation, and speech conservation;
(iv) Creation and administration of programs for prevention of hearing loss;
(v) Counseling and guidance of students, parents and teachers regarding hearing loss; and
(vi) Determination of the child’s need for group and individual amplification, selecting and fitting an appropriate aid, and evaluating the effectiveness of amplification.
(2) Counseling services means services provided by qualified social workers, psychologists, guidance counselors, or other qualified personnel.
(3) Early identification and assessment of disabilities in children means the implementation of a formal plan for identifying a disability as early as possible in a child’s life.
(4) Medical services means services provided by a licensed physician to determine a child’s medically related disability that results in the child’s need for special education and related services.
(5)
Occupational
therapy:
(i) Means services provided by a qualified occupational therapist; and
(ii) Includes:
(A) Improving, developing or restoring functions impaired or lost through illness, injury or deprivation;
(B) Improving ability to perform tasks for independent functioning when functions are impaired or lost;
(C) Preventing, through early intervention, initial or further impairment or loss of function.
(6)
Orientation
and mobility services:
(i) Means services provided to blind or visually impaired students by qualified personnel to enable those students to attain systematic orientation to and safe movement within their environments in school, home and community; and
(ii) Includes teaching students the following as appropriate:
(A) Spatial and environmental concepts and use of information received by the senses (such as sound, temperature and vibrations) to establish, maintain, or regain orientation and line of travel (e.g., using sound at a traffic light to cross the street);
(B) To use the long cane to supplement visual travel skills or as a tool for safely negotiating the environment for students with no available travel vision;
(C) To understand and use remaining vision and distance low vision aids; and
(D) Other concepts, techniques and tools.
(7) Parent counseling and training means (i) assisting parents in understanding the special needs of their child; (ii) providing parents with information about child development; (iii) helping parents to acquire the necessary skills that will allow them to support the implementation of the child’s IEP or IFSP.
(8) Physical therapy means services provided by a qualified physical therapist.
(9) Psychological services include:
(i) Administering psychological and educational tests, and other assessment procedures;
(ii) Interpreting assessment results;
(iii) Obtaining, integrating, and interpreting information about child behavior and conditions relating to learning;
(iv) Consulting with other staff members in planning school programs to meet the special needs of children as indicated by psychological tests, interviews, and behavioral evaluations; and
(v) Planning and managing a program of psychological services, including psychological counseling for children and parents; and
(vi) Assisting in developing positive behavioral intervention strategies.
(10) Recreation includes:
(i) Assessment of leisure function;
(ii) Therapeutic recreation services;
(iii) Recreation programs in schools and community agencies; and
(iv) Leisure education.
(11) Rehabilitation counseling services means services provided by qualified personnel in individual or group sessions that focus specifically on career development, employment preparation, achieving independence, and integration in the workplace and community of a student with a disability. The term also includes vocational rehabilitation services provided to students with disabilities by vocational rehabilitation programs funded under the Rehabilitation Act of 1973, as amended.
(12) School health services means services provided by a qualified school nurse or other qualified person.
(13) Social work services in schools include:
(i) Preparing a social or developmental history on a child with a disability;
(ii) Group and individual counseling with the child and family;
(iii) Working in partnership with parents and others on those problems in a child’s living situation (home, school and community) that affect the child’s adjustment in school;
(iv) Mobilizing school and community resources to enable the child to learn as effectively as possible in his or her educational program; and
(v) Assisting in developing positive behavioral intervention strategies.
(14) Speech-language pathology services includes:
(i) Identification of children with speech or language impairments;
(ii) Diagnosis and appraisal of specific speech or language impairments;
(iii) Referral for medical or other professional attention necessary for the habilitation of speech or language impairments;
(iv) Provision of speech and language services for the habilitation or prevention of communicative impairments; and
(v) Counseling and guidance of parents, children, and teachers regarding speech and language impairments.
(15) Transportation includes:
(i) Travel to and from school and between schools;
(ii) Travel in and around school buildings; and
(iii) Specialized equipment (such as special or adapted buses, lifts and ramps), if required to provide special transportation for a child with a disability.
Appendix A to
Part 300 – Notice of Interpretation, Question 34 states:
The list of related services is not exhaustive and may include other developmental, corrective, or supportive services (such as nutritional services or service coordination), if they are required to assist a student with a disability to benefit from special education.
Although not specifically identified as a related service, federal law requires that districts ensure that assistive technology devices and/or services are available to special education students who need them as part of their special education or related services or as part of the supplemental aids and services used to assist them in being placed in the least restrictive environment and to receive a FAPE. [34 C.F.R. Sec. 300.308 and 300.346(a)(2)(v).] See Question 42 to 45 below. In addition, state law and, to some extent, federal law, requires that behavioral intervention services be provided to address a child’s behavioral needs and to allow for placement in the least restrictive environment. [5 C.C.R. Sec. 3052; 34 C.F.R. Sec. 300.346(a)(2)(i).] Federal law also requires that a child’s limited English proficiency and language needs, as well as his/her visual or hearing impairments be taken into consideration as those communication needs relate to the child’s individualized education. [34 C.F.R. Sec. 300.346(a)(2)(ii)–(iv).]
“Designated
Instruction and Services” (
This phrase is
the key in determining whether a school district is responsible for providing a
related service to a student with a disability. A school district does not have
to provide a service to a student with a disability just because he will
benefit from the service, or even if he requires the service. The service is
only “related” if it is necessary to help him benefit from
educational instruction. Examples of such situations are given in the questions
and answers below.
A student and her
family could require social work services because of problems at home, but she
is progressing appropriately in school in spite of the problems. The student
needs the service, but not for educational reasons. If she were not performing
appropriately in school as a result of family problems, social work services
could be “related” to her ability to succeed in school. In that
case, the services would be the school district’s responsibility.
Transportation
is a related service when it is necessary in order for a student to benefit
from special education. The IEP team must consider how the child’s
disability affects the child’s need for transportation, including,
determining whether the child’s disability prevents him from using the
same transportation provided to nondisabled children
or from getting to school in the same manner as nondisabled
children. [34 C.F.R. Part 300, Appendix A, Q.33.] Transportation is also
available to and from other schools for, perhaps, related services which are
not provided at the child’s regular school site. [34 C.F.R. Sec.
300.24(b)(15).]
The California
Department of Education (
Guidelines for Use by the
Individualized Education Program (IEP) Team
... The specific needs of the pupil must be the primary consideration when an IEP team is determining any transportation needs. These may include, but are not limited to:
(1)
Medical
diagnosis and health needs.
Consideration of whether long bus rides could affect a certain pupil’s
health (duration, temperature control, need for services, health emergencies);
general ability and/or strength to ambulate/wheel; approximate distance from
school or the distance needed to walk or wheel oneself to the school;
consideration of pupil needs in inclement or very hot weather, other;
(2)
Physical
accessibility.
For pupils using wheelchairs who may live close to school or use public
transportation, consideration of the physical accessibility of curbs,
sidewalks, streets, and public transportation systems;
(3)
Pupil
capacity.
Consideration of a pupil’s capacity to arrive at school on time, to avoid
getting lost, to avoid dangerous traffic situations, and to avoid other
potentially dangerous or exploitative situations or the way to and from school;
(4)
Behavior
Intervention Plans.
Behavior intervention plans (5 C.C.R. Sec. 3001) specified by the pupil’s
IEP and consideration of how to implement such plans while a pupil is being
transported;
(5)
Other
transportation needs.
Mid-day or other transportation needs as required on a pupil’s IEP (for
example, occupational or physical therapy or mental health services at another
site, community based classes, etc.) must also be taken into consideration when
the IEP team discusses a pupil’s placement and transportation needs...
Transportation Options:
Considering the identified needs of the pupil, transportation options may include, but not be limited to: walking, riding the regular school bus, utilizing available public transportation (any out-of-pocket costs to pupil or parents are reimbursed by the local education agency), riding a special bus from a pick up point, and portal-to-portal special education transportation via a school bus, taxi, reimbursed parent’s driving with a parent’s voluntary participation, or other mode as determined by the IEP team.
When developing specific IEP goals and objectives related to the pupil’s use of public transportation, the IEP team may wish to consider a blend of transportation services as the pupil’s needs evolve. Specialized transportation as a related service must be written on the pupil’s IEP with specificity and should be approved by the transportation administrator. It is recommended that transportation services be described in sufficient enough detail to inform the parties of how, when and from where to where transportation will be provided and, where arrangements for the reimbursement of parents are required, the amount and frequency of reimbursement.
Suspension from the
school bus:
Occasionally pupils receiving special education services are
suspended from bus transportation. (
A significant change in placement requires a meeting of the IEP team to review the pupil’s IEP. During the period of any exclusion from bus transportation, pupils must be provided with an alternative form of transportation at no cost to the pupil or parent in order to be assured of having access to the required special education instruction and services [Cal. Ed. Code Sec. 48915.5(j).]
The guidelines
do not override the general provisions of federal or state law where federal or
state law would require a school district to provide transportation in order
for a child to benefit from special education.
Where a child
is placed at a school outside her own school district pursuant to an IEP,
presumably because of the unavailability of an appropriate program within the
district, either the child’s school district or the district in which the
school of attendance is located must provide any necessary transportation.
Which district provides the transportation will likely depend on the terms of
the interdistrict attendance agreement negotiated by
the two districts to allow the child to attend outside her own district. [See
Cal. Ed. Code Sec. 46600 et seq.] Where a child’s related services are
delivered at a site not inside the child’s district, transportation must
be provided to and from the source of the services. Where a child will attend
school within her district, but wishes to be dropped off at a location outside
the district after school (such as at a relative’s home for childcare or
a childcare center) the entitlement is not so clear and would only be ensured
if specifically stated in the IEP.
No. So long as
the IEP team determines that your child needs transportation, he is entitled to
receive it. Moreover, in
No. Such a
categorical limitation would be inconsistent with the requirement that related
services be provided based on individual need. If, because of the child’s
disability, she needs transportation to attend school, the school district must
provide it.
No. The
parents’ ability to provide transportation does not relieve the school
district of its responsibility. In some instances, where the parents have agreed, school districts have reimbursed
parents for mileage for providing transportation that the school district would
otherwise have to provide. In these instances, parents should be reimbursed for
the total round trip mileage at the rate the district reimburses its employees.
The public
agency must ensure that any transportation service included in a child’s
IEP as a related service is provided at public expense and at no cost to the
parents. [34 C.F.R. Part 300, App. A, Q. 33.]
OT/PT addresses
a student’s gross and fine motor functioning. For example, a student may
have difficulty running, walking, throwing, catching, jumping, etc. (gross
motor), or writing, drawing, buttoning and zipping clothes, etc. (fine motor).
In addition, a student’s motor functioning may affect independent living
skills. If a student of normal intelligence has verbal skills that are higher
than motor skills, or if a more severely disabled student has difficulty with
daily living skills such as feeding, dressing, etc., this may be an informal
indicator that could prompt a request for evaluation of OT/PT as “related
services.”
OT/PT is among
the services affected by California legislation commonly referred to as AB
3632, which shifted responsibility for providing certain related services from
school districts to other agencies (in this case, to California
Children’s Services (CCS)) under certain circumstances. Many of the
issues that arise concerning OT/PT are discussed in Chapter 9, Information on Inter-Agency Responsibility
for Related Services (AB 3632/882). Among these issues are the following:
(1) What are the procedures for obtaining OT/PT?
(2) What happens if a student does not meet CCS’ eligibility requirements but still needs OT/PT for educational reasons?
(3) If CCS determines that OT/PT is not “medically necessary,” is the student still entitled to receive OT/PT as a related service? If so, who provides it?
Psychological
services include counseling and psychotherapy. The difference between the two
is determined by the qualifications of the provider. Counseling is provided by
a credentialed counselor or school psychologist. Psychotherapy in
Like OT/PT, AB
3632 affects some mental health services, including psychotherapy. In this
case, responsibility for mental health services was given to the California
Department of Mental Health (
(1) What are the procedures for obtaining mental health services from mental health agencies?
(2) Which mental health services are available from mental health agencies?
(3) What happens if a child does not meet eligibility requirements for services from a local mental health agency but still needs mental health services to help him benefit from special education?
No. Mental
health services, such as counseling and psychotherapy, must be provided to any
child who needs the service to help her benefit from special education.
Speech and
language therapy may be the most frequently requested related service,
primarily because language is so closely related to education. Speech therapy
addresses articulation difficulties, a common disability. Language therapy
addresses difficulties with memory, verbal expression, and listening. If your
child has any difficulties with speech or language, you should ask the school
district, in writing, to do a speech and language evaluation.
Any student
eligible for special education may receive speech and language therapy if he
needs the service to benefit from special education. Special education students
do not need to be identified for
special education under the special education eligibility criteria for speech
and/or language disorders in order to receive speech and language therapy as a
related service. [34 C.F.R. Sec. 300.125(d)]
No. The
frequency of a related service and the amount of time in each session must be
individually determined based on your child’s needs at the IEP team
meeting. Frequency and amount of time should be written on the IEP. See
Question 23.
Yes. If your
child is non-oral, you may want to ask the school district to contract with a
non-oral communications specialist to do an assessment. Depending on the
results of the assessment, the IEP team may decide that your child needs
specialized services such as a computerized communications device and
instruction in using this device in order to benefit from special education.
See Questions 42-45 regarding Assistive Technology.]
Yes, if your
child needs vision therapy in order to benefit from special education. Vision
therapy may include remedial and/or developmental instruction provided directly
by or in consultation with an optometrist, ophthalmologist, or by another
qualified licensed physician or surgeon. [5 C.C.R. Sec. 3051.75.]
School health
services are services provided by a qualified school nurse or other qualified
person. These services include health and nursing services such as:
(1) Managing a student’s health problems on the school site;
(2) Consulting with students, parents, teachers and others;
(3) Counseling with parents and students concerning health problems; and
(4) Providing specialized physical health care services which are necessary during the school day to enable the child to attend school. [5 C.C.R. Sec. 3051.12.]
Under state
law, there are two ways in which specialized physical health care services may
be provided. DHS is responsible for providing a home health aide through
Medi-Cal if the following conditions exist:
(1) The child is eligible for Medi-Cal;
(2) The child is being considered for a less restrictive placement from home to school;
(3) The child requires the personal assistance or attention of a nurse, home health aide, or other specially trained adult; and,
(4)
Medical support services through the Medi-Cal
program are being provided during the time the student would be in school, or
traveling to or from school. [
For special
education students who do not meet these conditions, specialized physical
health care needs are to be provided by the responsible local school district.
[
The distinction
between “medical services” and school health services is important.
Except for those medical services that are for “diagnostic or evaluation
purposes,” school districts are not responsible for providing medical
services as related services. The U.S. Supreme Court addressed this issue in
the Tatro
case. The court pointed out that “medical services” are defined in
federal law as “services provided by a licensed physician.”
Therefore, the court reasoned that if a service can be performed by a school
nurse or other qualified person and is not one that must be provided by a
licensed physician, then it is not a medical service – but it is a
related service if it is necessary to help a child with a disability benefit
from special education. If your child needs the health service to be able to
attend school at all, then she needs it to benefit from special education.
No. The Supreme
Court addressed this issue in a case called Cedar
Rapids v. Garret F. It held that continuous nursing services were
considered a “related service” and that school districts had to
provide them under IDEA. These services were not considered
“medical” services; rather, they were seen as “supportive
services” that enable a disabled child to remain at school during the day
and provide meaningful access to education.
No. Any such
requirement would violate the idea of a free appropriate public education
because it is not free to the parents if they must commit their time. Your
child’s right to attend school cannot be legally conditioned on your
presence at the school.
There are
frequently different “methods” of providing a particular service.
For example, the state Office of Special Education has determined that
“sensory integration therapy” is one method for providing OT. While
a school district must provide a related service that is educationally
necessary, it is an IEP team decision whether to address methodology. However, unless you can show that the
school district’s chosen method would not allow the child to benefit from
special education (in other words, the district’s method would not
result in progress toward IEP goals and objectives), the choice of method
usually is up to the trained specialist providing the service. [34 C.F.R. Secs. 300.26, 300.343(b)(ii), 300.346(a)(1)(i); Attachment 1 to Part 300 – Analysis of Comments
and Changes, Federal Register, Vol. 64, No. 48, pg. 12552.] See Chapter 4, Information on IEP Process, for further
discussion.
State and
federal regulations specify that a person is qualified if she meets federal and
state certification, licensing or registration requirements. In addition, the
person must adhere to the standards of professional practice established under
state or federal law. [34 C.F.R. Sec. 300.23.] If you have questions about a
person’s qualifications, you should ask what licenses or certifications
she holds.
If provider
qualifications are a central component to ensuring your child’s
appropriate education, you should ask that the qualifications be written into
your child’s IEP.
Related
services should be requested at an IEP meeting and, if determined appropriate,
written in your child’s IEP regardless of what agency actually provides
the services. It is not enough merely to list related services (e.g.,
“speech therapy,” “OT/PT,” “psychotherapy,”
etc.) that your child is to receive in the IEP. The IEP must also set out the specific frequency, location and duration of the
service to be provided. [34 C.F.R. Sec. 300.347(a)(6) and Part 300, App. A,
Q. 35; 5 C.C.R. Sec. 3051(a)(2).]
The U.S. Department of Education’s clarification to the
regulations, 34 C.F.R. Part 300, App. A, Q. 35, states:
The amount of services to be provided must be stated in the IEP, so that the level of the agency’s commitment of resources will be clear to parents and other IEP team members. The amount of time to be committed to each of the various services to be provided must be (1) appropriate to that specific service, and (2) stated in the IEP in a manner that is clear to all who are involved in both the development and implementation of the IEP.
Changes in the
amount of services listed in the IEP cannot be made without holding another IEP
meeting. However, as long as there is no change in the overall amount, some
adjustments in scheduling the services should be possible (based on the
professional judgment of the service provider) without holding another IEP
meeting. (NOTE: The child’s parents should be notified whenever this
occurs.)
It is also
appropriate to detail clearly the services required. Instead of “speech
therapy,” the statement might include: “individual instruction for
a minimum of one hour on a weekly basis in phonology and syntax provided by a
credentialed Language, Speech and Hearing Specialist, with supportive group
activities on a daily basis in the classroom, provided by the teacher or aide
in consultation with the Specialist.”
Other examples
of appropriate provider qualifications include “health aide with CPR
training,” “instructional aide fluent in signing,” etc.
In addition,
the IEP should include the goals and objectives of each service, and appropriate
objective criteria, evaluation procedures and schedules for determining whether
the objectives are being achieved. (Obviously, this would not be required for a
service intended only to enable the child to get to or attend school, such as
transportation.)
No.
State and federal law are quite clear that IEP meetings must be held for
purposes of “developing, reviewing, and revising” a student’s
individualized education program. [Cal. Ed. Code Secs.
56340,
56341(a), 56343(c);
34 C.F.R. Sec. 300.343(a) and Part 300, App. A, Q. 20.] Parents must be notified of the proposed changes
prior to the IEP meeting. [34 C.F.R. Sec. 300.5043.] Again, this is
true regardless of what agency actually provides the related service.
Further,
if you disagree with a proposed reduction or termination of a related service
at an IEP meeting, you can request a due process hearing. Your child must
continue to receive the related service while the hearing (and court
proceedings, if any) is under way. [20 U.S.C. Sec. 1415(j);
34 C.F.R. Sec. 300.514; Cal. Ed. Code Sec.
56505(d).]
Yes. The
education program for all students in special education must be based on
individual needs. Any child who meets the eligibility requirements for special
education is entitled to the related services needed to help him benefit from
special education.
Special
education law favors placement in regular classrooms whenever possible.
Children who can be mainstreamed full time are entitled to the supportive
services that enable them to attend school or to function in a regular
classroom environment. State regulations also say explicitly that related
services may be provided to students “who are served throughout the full
continuum of educational settings.” [5 C.C.R. Sec. 3051(a)(1).]
Even children
with disabilities who are not eligible for special education and who would,
thus, attend regular education classes, would be entitled to receive supportive
services (for example, school health services) necessary to enable them to
benefit from their school programs under other state and federal laws that
ensure access of persons with disabilities to state and federally funded
programs. [For example, see Section 504 of the Rehabilitation Act of 1973; Cal.
Gov. Code Sec. 11135.]
Yes. The school
district must provide an aide if your child needs an aide to benefit from her
education – including situations where your child needs an aide to assist
her in a regular classroom. Thus, an aide might be required to help a child
with severe physical disabilities perform educational tasks (such as note
taking), or to assist in a behavioral management program for a child with
severe behavior problems. In this situation, rather than a “related
service,” the services of an aide might be more appropriately
characterized as a “supplementary aid and service” pursuant to the
school’s duty to educate special education pupils to the maximum extent
appropriate with nondisabled peers. [34 C.F.R. Sec.
300.550 and 300.551.] The aide should be qualified to perform the particular
duties needed. Any required qualifications (for example, “trained in
behavior modification,” “knowledgeable in algebra,”
“fluent in signing”) should be written in the IEP, as well as the
frequency, location, amount and type of services the aide will provide.
The best remedy
is prevention. It would be proper to discuss the issue of a service
provider’s absence at the IEP meeting when the team writes the service in
the IEP. The IEP team could then plan for, and set out in the IEP, what will
happen if a related service provider is absent.
Obviously,
advance planning is most critical in the case of services required to enable a
child to attend school at all (such as transportation or school health
services) or to attend school safely (such as a behavioral aide). It is not
acceptable for a child to miss school or to be denied the right to participate
in special activities like field trips because the school district fails to
provide a necessary service. It is critical in these instances that the school
district has plans for ensuring that a substitute provider will be available.
In the case of other services, such as OT/PT, speech therapy, etc., occasional,
unanticipated absences may be unavoidable. However, it would not be proper to
deny services specified in an IEP when an absence occurs more than occasionally
or is predictable. Where another agency fails to provide necessary services, it
is the school district’s responsibility to do so. [34 C.F.R. Sec.
300.142(b)(2).]
Remember, school districts must provide services
specified in a student’s IEP. Failure to provide a service listed in
the IEP can be the subject of a compliance complaint submitted to the CDE. See
Chapter 6, Information on Due Process
Hearings/Compliance Complaints. The same applies even when a private
provider or another public agency (such as CCS or a local mental health agency
under AB 3632/882) is to provide the related service.
While the law
requires school districts to pay for any nonmedical service necessary for a
student to learn appropriately, local school officials contend that federal and
state legislatures have not given districts adequate money to provide all these
services. As a result, except for transportation, speech and language therapy,
OT/PT, and counseling, school districts will often assert that services not
historically provided by school districts (for example, parent training, parent
counseling, recreation, complicated health services, etc.) are not
educationally necessary – that is, not “related.” The net
effect of this political reality is that you should be prepared to use
independent experts at the IEP meeting to support your child’s need for
related services in order to benefit from special education. You should also be
prepared to use the due process procedures when necessary. See Chapter 2, Information on Evaluations/Assessments,
for information on obtaining independent assessments at public expense.
Federal law
provides that “[i]f placement in a public or
private residential program is necessary to provide special education and related
services to a child with disabilities, the program, including non-medical care
and room and board, must be at no cost to the parents of the child.” [34
C.F.R. Sec. 300.302.] Thus, if a residential placement is necessary for
educational purposes, then it must be provided at no cost to the parents. You need not give up custody of your child
(for example, permit your child to be made a “ward of the court”)
in order to get residential placement.
Typically, the
need for residential placement is indicated when a student needs the structure,
intensity and consistency of programming that a day program could not offer.
Due to behavioral or emotional problems, for example, a student may need a
24-hour therapeutic environment with programming that is consistent across the
classroom and residential components of the program in order to meet the goals
and objectives of his IEP.
A school
district may contend that residential placement is needed in a particular case
to meet a student’s social, emotional or medical needs, rather than
educational needs, and that the placement is not its responsibility. Except in
cases where the child needs placement in a psychiatric hospital, courts
presented with this question have consistently found that it is not possible to
sever a child’s social and emotional needs from his educational needs.
The courts have, therefore, held that residential placements are necessary for
educational reasons. In cases involving psychiatric hospitalization, courts
have been less consistent. In limited circumstances, courts have found that
placement does meet educational needs and is, therefore, the school
district’s responsibility. It is also helpful to keep in mind that
addressing a child’s social and emotional needs, as well as traditional
academic needs, is part of special education. However, courts have held that
school districts are not responsible for paying for the cost of psychiatric
hospitalizations.
Residential
placement would also be required if the only appropriate day placement was
located so far from the student’s home that daily commuting would not be
feasible. In this instance, residential placement would serve a purpose similar
to transportation – that is, it would enable the student to attend his
education program. In
No. However,
the vast majority of residential placements are financed under AB 3632,
which does require that children be identified as emotionally disturbed. Other
children who need residential placement for educational purposes are still
entitled to such placements. They would not be covered by AB 3632, but the
local school districts would remain responsible for their residential
placement. See Chapter 9, Information on
Inter-Agency Responsibility for Related Services (AB 3632/882).
If the IEP team placed your child at a
nonreligious, nonpublic school, he is entitled to receive appropriate related
services. This may, and often does, require delivery of services at the
nonpublic school site. [34 C.F.R. Sec. 300.401.]
However, if you placed your child at a
nonreligious, nonpublic school unilaterally, without the consent of the rest of
the IEP team, he has no individual right to special education and related
services in the sense of meeting as an IEP
team to determine what his individual needs are and what educational and
related services will be provided to meet those needs. [34 C.F.R. Sec.
300.454(a).] Any services this child receives will come out of the process each
school district must go through of spending a certain small portion of its
federal dollars on students in this situation and is more specifically
described below.
A local school district is still
responsible for full implementation of its “child-find” and
assessment responsibilities, but has extremely limited responsibilities for
providing related services to pupils unilaterally enrolled in nonpublic schools
by their parents. [34 C.F.R. Secs. 300.451 and
300.452.] This means that a child may receive some related services but he may
receive a different, and significantly smaller, amount than a child with a
disability in a public school. The amount of money spent on these students will
be limited to a proportionate share (based on the number of these students
there are in the district) of the federal dollars received by the district.
Currently, only about 12% of the dollars required to provide special education
are federal dollars. In a district with 1,000 children, 10 of whom are children
with disabilities enrolled in private schools unilaterally by their parents, a
district would only have to spend 1% of 12% of its special education revenue on
providing for these 10 students to participate in its special education
programs. [34 C.F.R. Sec. 300.453 through 300.455.] The services the district
provides your child will be written in a service plan, not an IEP. It is up to
the LEA to make the final decisions with respect to the services to be provided
to eligible private school children after consultation with local nonpublic
school officials. [34. C.F.R. Sec. 300.454.]. You are not entitled to due
process regarding the services. However, the complaint process is still
available to contest issues such as the district’s failure to implement
its child-find or assessment responsibilities or failure to consult with local
nonpublic school officials in determining the nature and scope of its limited
service responsibilities. [34 C.F.R. Sec. 300.457.] Please refer to Chapter 6
for information on complaint procedures.
Federal law
gives limited rights to children placed in private schools unilaterally by
their parents. See Question 31 above. Because of the constitutional separation
of church and state, children attending religious schools can only attend these
schools as a result of unilateral placements by their parents. Therefore, the
same analysis given in Question 31 above would apply to the question of
entitlement to related services for pupils enrolled in religious schools.
Federal law does require school districts to conduct the same child-find and
assessment services for religious school pupils as they do for public school
pupils. [34 C.F.R. Sec. 300.451(a).] Federal law also allows schools to provide
what few related services they may ultimately provide to these students on the
sites of the religious schools. [34 C.F.R. Sec. 300.456(a)]. If transportation
is necessary for a child to benefit from or participate in these few services,
the school district must provide the necessary transportation. [34 C.F.R. Sec.
300.456(b).]
Yes. Although
not specifically identified as related services under federal or state special education
law, services to address serious behavior problems must exist in
In addition,
federal regulations require that the IEP team must, when appropriate, consider
strategies, including positive behavioral interventions, and supports to
address that behavior, for a student whose behavior impedes his learning or
that of others. [34 C.F.R. Sec. 300.346.]
“Behavioral
intervention” means the systematic use of procedures that result in
lasting positive changes in the student’s behavior. The intent of using a
behavioral intervention program is to provide the student with greater access
to a variety of community settings, social contacts and public events, and to
ensure that her behavior does not hinder her placement in the least restrictive
educational setting. Positive behavioral interventions respect the
student’s dignity and personal privacy and assure physical freedom,
social interaction, and individual choice. Positive behavioral interventions do
not include procedures which cause pain or trauma. [5 C.C.R. Sec. 3001(f).]
The
Personnel with
training in behavior analysis, with an emphasis on positive behavior
intervention, must perform the functional analysis assessment, develop the
positive behavior intervention plan, and supervise the implementation of the
plan. This individual, called a behavior intervention case manager, becomes a
member of the IEP team for every student with serious behavior problems.
[5 C.C.R. Sec. 3052(a)(1).]
The regulations
include many other procedures for evaluating the intervention plan, for
modifying the plan, and for documenting emergency interventions. You can obtain
a copy of the positive behavior intervention regulations by calling a
Protection & Advocacy office – 1-800-776-5746.
A
“serious behavior problem” is a behavior problem which: (1) is
self-injurious or assaultive or (2) causes serious property damage; or (3) is
severe, pervasive, and maladaptive, and for which instructional/behavioral
approaches specified in the student’s IEP are found to be ineffective. [5
C.C.R. Sec. 3001(aa).]
If the
child’s behaviors are not to the level of a serious behavior problem
which would entitle her to a functional analysis assessment, parents should
insist that any behavioral interventions used be specified in the IEP. If the
milder behavioral problems develop into more severe, pervasive and maladaptive
behaviors, but nothing has been specified in the IEP to address them, a child
may not technically meet the definition of “serious behavior
problem,” and a school district may insist on one more opportunity to try
to address the otherwise serious behaviors with “instructional/behavioral
approaches” rather than with a functional analysis assessment and
positive behavior intervention plan.
The functional
analysis assessment must involve:
(1) Systematic observation of the occurrence of the targeted behavior for an accurate definition and description of the frequency, duration, and intensity;
(2) Systematic observation of the immediate antecedent events associated with each instance of the display of the targeted inappropriate behavior;
(3) Systematic observation and analysis of the consequences following display of the behavior to determine the function the behavior serves for the individual; the communicative intent of the behavior is identified in terms of what the individual is either requesting or protesting through the display of the behavior;
(4) Ecological analysis of the settings in which the behavior occurs most frequently. Factors to be considered should include the physical setting, the social setting, the activities and the nature of instruction, the scheduling, the quality of communication between the individual and staff and other students, the degree of independence, the degree of participation, the amount and quality of social interaction, the degree of choice, and the variety of activities;
(5) Review of records for health and medical factors which may influence behaviors (for example, medication levels, sleep cycles, health, diet); and
(6) Review of the history of the behavior, including the effectiveness of previously used behavioral interventions.
[5 C.C.R. Sec.
3052(b)(1).]
The functional
analysis assessment involves a great deal of observation of the student,
collection and analysis of data, and study of his environment and past history
in order to obtain the information described above and required in the
functional analysis assessment report. [5 C.C.R. Sec. 3052(b).]
A functional
analysis assessment report must include the following:
(1) A description of the nature and severity of the targeted behaviors in objective and measurable terms;
(2) A description of the targeted behaviors that includes baseline data, an analysis of the antecedents (things that occur immediately prior to the targeted behavior), consequences that maintain the targeted behavior, and a functional analysis of the behavior across all appropriate settings in which it occurs;
(3) A description of the rate of alternative behaviors, their antecedents and consequences;
(4) Recommendation for consideration by the IEP team, which may include a proposed positive behavior intervention plan as described below.
[5 C.C.R. Sec.
3052(b)(2).]
A positive
behavior intervention plan must include the following:
(1) A summary of information from the functional analysis assessment;
(2) An objective and measurable description of the targeted serious behaviors and positive replacement behaviors;
(3) Goals and objectives specific to the targeted behaviors;
(4) A detailed description of the behavioral interventions to be used and the circumstances for their use;
(5) Schedules for recording the frequency of interventions and demonstrations of replacement behaviors;
(6) Criteria for determining when the interventions will be phased out or replaced with less intense or less frequent interventions;
(7) The extent to which interventions will be used in the student’s home and in other settings.
(8) Specific dates for the IEP team to review the behavior intervention program’s effectiveness.
[5 C.C.R. Sec.
3001(f).]
Behavior
intervention plans must contain sufficient detail to direct their
implementation. [5 C.C.R. Sec. 3052(c).]
Positive
behavior interventions are procedures which, for example, a teacher could use
each time a student displays, or is likely to display, a targeted serious
behavior problem. Behavior interventions must not simply eliminate serious
behavior problems, but must simultaneously teach alternative positive
behaviors. [5 C.C.R. Sec. 3052(a)(2).] In other words, school districts should
not use techniques that simply contain or suppress problem behaviors unless
they also teach the student substitute appropriate behaviors which accomplish
the same functions for the student as the inappropriate behaviors did.
The procedures
include, but are not limited to:
(1) Altering events in anticipation of a serious behavior problem to try to prevent its occurrence;
(2) Teaching an alternative behavior that produces the same results for the student but is more socially acceptable;
(3) Teaching adaptive behaviors, that is, methods of coping with unanticipated events; and/or
(4) Manipulating the consequences for serious behavior problems and appropriate behavior so that appropriate behavior achieves the desired outcome and serious behavior problems are ignored.
[5 C.C.R. Sec.
3052(d)(2).]
Positive
behavior interventions also include procedures for responding to and
reinforcing appropriate behaviors. [5 C.C.R. Sec. 3052(e).]
Behavior
interventions cannot involve infliction of pain or trauma, including emotional
trauma. [5 C.C.R. Secs. 3001(d), 3052(a)(5).] More
specifically, behavior interventions cannot involve any of the following:
(1) Releasing toxic or unpleasant sprays near the student’s face;
(2) Denying the student adequate sleep, food, water, shelter, bedding, comfort, or access to bathroom facilities;
(3) Subjecting the student to verbal abuse, ridicule or humiliation, or causing emotional trauma;
(4) Using locked seclusion;
(5) Preventing adequate supervision of the student;
(6) Depriving the student of one or more of her senses;
(7) Using any device, material or object that simultaneously immobilizes all four extremities (except for prone containment in emergencies).
[5 C.C.R. Secs. 3052(i), 5052(l).]
If your child
exhibits unpredictable spontaneous behavior which poses a clear and present
danger to himself or others, or serious property damage, the school personnel
may use emergency interventions, including prone containment by trained staff,
for the time necessary to address the emergency. [5 C.C.R. Sec. 3001(c),
3052(i).]
To prevent
emergency interventions from being used in place of systematic behavioral
interventions, the parent (and residential care provider, if appropriate) shall
be notified of the emergency intervention, or if serious property damage
occurs, within one school day and a Behavioral Emergency Report shall be filed.
If the student does not have a behavioral intervention plan, then an IEP
meeting shall be scheduled within two days to determine whether a functional
analysis assessment is necessary and to determine the necessity for an interim
behavioral intervention plan. If a functional analysis assessment is not
initiated, the IEP team must document the reasons for that decision. [5 C.C.R.
Sec. 3052(i)(7).] If the student has a behavioral
intervention plan which was not effective for the emergency behavior, then an
IEP review shall be conducted to see if the plan needs to be modified. [5
C.C.R. Sec. 3052(i)(8).]
An assistive
technology device is any item, piece of equipment, or product system –
whether acquired commercially off the shelf, modified or customized –
that is used to increase, maintain or improve the functional capabilities of
children with disabilities. [34 C.F.R. Sec. 300.5.] Assistive technology
service means: any service that directly assists a child with a disability in
the selection, acquisition or use of an assistive technology device. It
includes:
(1) Evaluating the needs of a child with a disability, including a functional evaluation of the child in the child’s customary environment;
(2) Purchasing, leasing, or otherwise providing for the acquisition of assistive technology devices by children with disabilities;
(3) Selecting, designing, fitting, customizing, adapting, applying, maintaining, repairing or replacing assistive technology devices;
(4) Coordinating and using other therapies, interventions, or services with assistive technology devices, such as those associated with existing education and rehabilitation plans and programs;
(5) Training or technical assistance for a child with a disability or, if appropriate, that child’s family; and
(6) Training or technical assistance for professionals (including individuals providing education or rehabilitation services), employers, or other individuals who provide services to , employ, or are otherwise substantially involved in the major life functions of the child.
[34 C.F.R. Sec.
300.6]
Policy
statements of the U.S. Department of Education, Office of Special Education
Programs (OSEP) emphasize that the determination of whether a child requires an
assistive technology device or service must be based on an individualized
consideration of each pupil’s needs. [OSEP (1995) 22 IDELR 888.] The list
of items or services which can constitute assistive technology under IDEA is
quite broad and has been extended to items such as eye glasses and hearing
aids. [OSEP (1995) 22 IDELR 629; OSEP (1993) 20 IDELR 1216.] Medication,
however, has specifically been excluded from consideration as an assistive
technology device or service. [64 Fed. Reg. 12540 (
A determination
of whether an assistive technology device or service is a related service under
IDEA follows the basic legal mandates for providing a free, appropriate public
education. It includes a determination of whether the device or service is
necessary to assist the student in benefitting from his
education, and/or whether the device or service is necessary to fulfill the
school district’s obligation to educate students with disabilities in the
regular education environment unless “the nature or severity of the
disability is such that education in regular classes with the use of
supplementary aids and services cannot be achieved satisfactorily.”
Each
child’s IEP team must consider the child’s need for assistive
technology in the development of the child’s IEP. [34 C.F.R. Sec.
300.346.] The nature and extent of the assistive technology devices and
services to be provided to the child must be reflected in the child’s
IEP. [34 C.F.R. Sec. 300.346(c).]
A public agency
must permit a child to use school-purchased assistive technology devices at
home or in other settings, if the IEP team determines that the child needs
access to those devices in nonschool settings in
order to receive FAPE (to complete homework for example). [34 C.F.R. Part 300,
App. A., Q. 36.]
Although most
assistive technology equipment is not expensive, one of the most frequent
barriers to providing assistive technology devices is cost and the
corresponding question of who is responsible for purchasing the needed
equipment. IDEA places the ultimate responsibility on school districts for
providing (and funding) all services necessary to provide a student with a free
and appropriate education, including assistive technology. [34 C.F.R. Part 300.
App. A, Q. 36.] The devices should be provided at no cost to the parents, and
the parents cannot be charged for normal use, wear and tear. However, while
ownership of the devices in these circumstances would remain with the public
agency, State law, rather than Part B, generally would govern whether parents
are liable for loss, theft, or damage due to negligence or misuse of publicly
owned equipment used at home or in other settings in accordance with a
child’s IEP. [34 C.F.R. Part 300, App. A., Q. 36.] School districts have
no obligation to pay for services if there are alternate funding sources
– such as private insurance, Medi-Cal, and vocational rehabilitation.
However, school districts cannot require parents to buy assistive devices.
No. School
districts frequently limit home instruction to one hour per day pursuant to
local practice or policy and unrelated to any individualized determination of a
student’s needs. It is unclear what the origins of such policies are.
All special
education students are entitled to an appropriate program. An appropriate
program is an individualized constellation of specialized instruction and
related services designed to meet a student’s unique needs and which
results in educational benefit. [Board of Education v.
Rowley, 102 S.Ct. 3034 (
To address the
policy of the district, you can file a complaint with the Office for Civil
Rights (
To challenge
the specifics of a school district’s home instruction program
recommendation for a particular child, you will likely have to go through a
mediation and perhaps due process hearing procedure. To participate in these
procedures effectively, you will need evidence to establish that the program
being offered by the school district was not individually designed and will not
result in progress toward the central goals and objectives of the IEP. See
Chapter 6 for information on mediations and due process hearings.
Positive Behavioral Intervention
Procedural Flowchart
Behavior Problems of an Individual with Exceptional Needs (IWEN)
Positive Behavioral Intervention
Procedural
Flowchart
Emergency Intervention Procedures